Our firm regularly represents issuers with private placements of debt and equity securities.
We represent public and private companies in private placements of securities exempt from registration under Section 4(2) of the Securities Act of 1933 and Regulation D. We review and advise clients with respect to all filings made under the Securities Exchange Act of 1934, including:
Further, our firm represents businesses, directors and officers, and individuals in securities related litigation matters at the trial and appellate branches of the state and federal courts and in administrative proceedings, arbitrations and mediations.
We represent public and private companies in private placements of securities exempt from registration under Section 4(2) of the Securities Act of 1933 and Regulation D. We review and advise clients with respect to all filings made under the Securities Exchange Act of 1934, including:
- Annual reports
- Quarterly reports
- Current reports
- Proxy statements
- Beneficial ownership reports






